About Broker / Dealer Concepts, Inc.


VALYNDA A. EWTON - PRESIDENT

Valynda A. Ewton, President, Broker/Dealer Concepts, Inc. brings over 30 years of business and securities industry experience to Broker/Dealer Concepts, Inc. In December 1984, Ms. Ewton founded Broker/Dealer Concepts, Inc., a Dallas-based firm offering a broad range of services to the financial services industry including compliance and regulatory consulting. Broker/Dealers Concepts, Inc. and Ms. Ewton have assisted hundreds of broker/dealers and investment advisors to successfully complete their registration and establish themselves as a broker/dealer and/or investment advisor.

After initial registration, BDC and Ms. Ewton continue to advise their clients on all aspects of their business including regulatory and compliance questions and problems. BDC and Ms. Ewton service a wide range and variety of broker/dealer and investment advisors throughout the U.S. and internationally. From a one person shop to multi million dollar corporations, Ms. Ewton’s advice and consultation has been sought.

MARY ENGLISH - COMPLIANCE/REGISTRATION

Mary English joined Broker/Dealer Concepts, Inc. in December 2000. Some of her duties at BDC include accounting, preparation of Focus reports, initial filing of Broker/Dealers and Investment Advisors, registrations via WEBCRD and IARD and ongoing compliance consulting to BDC’s clients.

Mary brought 12 years of accounting experience to BDC having helped to manage a CPA firm, prepared monthly financials, payroll tax reports, reconcile bank accounts, handle accounts payable and receivables for multiple clients. In addition, she was active in the management of over 100 rental properties.


JACKIE ORTIZ - ADMINISTRATIVE ASSISTANT

Jackie Ortiz is an administrative assistant for BDC having joined the firm in April, 2005. Prior to joining BDC she worked at a law firm as a Legal Secretary for five years. She is responsible for assisting in various aspects of the business.